draft # 15 ELECTION PROCEDURES COMMITTEE DISCUSSION ITEM (1/21/04)

 

CERTIFIED NEIGHBORHOOD COUNCIL (NC) ELECTION [PROCEDURES CRITERIA OR REQUIREMENTS OR REGULATIONS OR ?]

 

To ensure that Board Member elections are consistent with the Neighborhood Council bylaws and all other applicable laws, and that the Neighborhood Council holds its first election within a reasonable timeframe after certification so that stakeholders have a legitimate governing body to represent their interests to City of Los Angeles decision makers, the following minimum election [procedures criteria, requirements or regulations or?] must be met.

 

CHAPTER I. DEFINITIONS

 

“Absent Voter” means any voter casting a ballot in any way other than at the polling place.

 

“All Vote-By-Mail Election” means an election conducted in which the only voting option is using a ballot that is voted and placed in a sealed envelope, which is then delivered to the election official via the U.S. mail, private courier or hand delivery.

 

“Board of Neighborhood Commissioners (BONC)” means the seven (7) member appointed commission responsible for policy setting and policy oversight, including the approval of contracts and leases and the promulgation of rules and regulations, but not the day to day management of the Department of Neighborhood Empowerment or the neighborhood councils.

 

“Campaigning” means a series of actions conducted by a candidate(s) or person(s) on behalf of a candidate(s) intended to influence voters to vote a certain way. Such actions may include, but are not limited to, the distribution of printed or electronic material, making of telephone calls, giving of speeches in a public setting, discussions with individuals or small groups of voters, placement of signs, etc. (see Electioneering below.)

 

“Challenge” means a written complaint filed by a stakeholder that the election was improperly conducted including, but not limited to, alleged incidences of voting fraud or improper candidate activity, and that the results of the election should be set aside or overturned.

 

“Department of Neighborhood Empowerment (DONE)” means the City department responsible to implement and oversee the ordinances and regulations creating the system of neighborhood councils enacted pursuant to City Charter Section 905 including: preparing a plan for the creation of a system of neighborhood councils, assisting neighborhood councils in the certification process and in the election/selection of their governing board members, arranging Congress of Neighborhoods meetings as requested by neighborhood councils, arranging for the provision of training to neighborhood councils, assisting neighborhood councils in operational and logistical areas, and other duties as provided by ordinance.

 

“Electioneering” means to solicit a vote or speak to a voter on the subject of marking his or her ballot; to place a sign(s) relating to any candidate or other matter to be voted on; to distribute material relating to any candidate or other matter to be voted on; or to place a sign(s), distribute material, or converse with a voter on the subject of the voter’s qualifications to vote.  Electioneering is an aspect of campaigning that is generally understood to mean the activities targeted at voters when they are engaged in arriving to the polling place or in the actual act of voting.

 

“Election Procedures” mean the written procedures and methods adopted by a Neighborhood Council, consistent with their bylaws and approved by the Department of Neighborhood Empowerment, that are used to conduct the Neighborhood Council’s governing board member elections.

 

“Independent Election Administrator” means the person(s) or organization responsible for conducting the actual election. The Independent Election Administrator cannot [be a stakeholder in the Neighborhood Council or] have a vested interest in the outcome of the election. Duties include, but are not limited to, setting up and managing the polling location(s), checking in voters, distributing and receiving ballots, tabulating the votes, announcing the election results, and securing the election materials.

 

“Neighborhood Council” taken in the singular and capitalized, refers to that one Neighborhood Council involved in the activity being described.  The term “neighborhood councils”, plural not capitalized, is used when the activities being described are general to all neighborhood councils.

 

“Person” means an individual human being.

 

“Prepared Ballot Election” means an election in which the candidates file prior to the election and are included on a printed ballot that is distributed to the voters at the polling location(s) on election day.

 

“Prepared Ballot Election with the Vote-By-Mail Component” means an election in which the candidates file prior to the election and are included on a printed ballot that is distributed to and voted by the voters either at: 1) the polling location(s) on election day or 2) or via the U.S. mail or alternative delivery service.

 

“Provisional Ballot” means a ballot cast by a voter whose eligibility to vote in the election cannot be determined at the time the vote is cast.  The voter’s eligibility will be verified at a later date pursuant to methods specified in the Election Procedures and the ballot will be processed subject to the outcome of the verification process.

 

“Proxy” voting means the written or verbal authorizing of one person to act (vote) for another as an agent or substitute, (e.g.” I hereby authorize ______ to cast a vote for _____ in my place.”)

 

“Recount” means counting the votes cast again for a particular contest or for the entire election to determine if the original vote tally is accurate.

 

“Same-Day Election Format” means an election in which the candidates are nominated and the voting takes place on the same day and at the same general location.

 

“Stakeholder” means a person who, pursuant to the Neighborhood Council’s bylaws is eligible to be a candidate and/or vote in the Neighborhood Council’s governing board election.

 

“Third Party Arbitrator” means the person(s) or organization selected to review and issue final findings relative to a Challenge filed against the election. This person(s) or organization shall not be the Independent Election Administrator and shall not have any vested interest in the outcome of the election.

 

“Vote-By-Mail Ballot” means a ballot that is voted and placed in a sealed envelope, which is then delivered to the election official via the U.S. mail, private courier or hand delivery.

 

“Write-In Candidate” means a candidate who is not included on the prepared printed ballot but for whom voters may cast a vote by writing in the candidate’s name in the appropriate space provided on the ballot.

 

CHAPTER II. GENERAL PROVISIONS

 

Election Procedures must be consistent with the requirements outlined in this document, and the applicable Neighborhood Council bylaws and all other applicable laws governing the operation of Neighborhood Councils.

 

All elections must be conducted consistent with the Neighborhood Council bylaws and the Department of Neighborhood Empowerment (DONE) approved Election Procedures.

 

All persons or other entities that meet the criteria for the definition of stakeholder as outlined in the Neighborhood Council bylaws shall be eligible to vote in the election.

 

Stakeholders cannot be denied the opportunity to vote for a member of the governing board for whom they are eligible to vote.

 

Stakeholders cannot be denied the opportunity to run for a board seat for which he/she they hold stakeholder status.

 

Election Procedures, including qualification requirements for voting and/or candidacy, cannot be designed to restrict participation in the election process by specific groups of persons/stakeholders in the Neighborhood Council (e.g. homeless, volunteer workers, monolingual non-English speaking, public transit dependent, home based workers, etc.).

 

The election must be held in such a way as to allow for the greatest stakeholder participation (e.g. poll location(s), length of time available for voting, number of days, hours, voting options, candidate process, etc.).

 

CHAPTER III. APPROVAL OF NEIGHBORHOOD COUNCIL ELECTION PROCEDURES

The Neighborhood Council Election Procedures must be drafted by members of the Neighborhood Council with assistance provided by DONE.  The Neighborhood Council may also seek additional assistance in drafting the Election Procedures from other knowledgeable sources.  

The Interim Board or the existing Elected Board of the Neighborhood Council shall designate, consistent with the Neighborhood Council By-laws, an Elections Procedures Committee, or equivalent, to draft and/or revise the election procedures.  The designation of the Elections Procedures Committee, or equivalent, shall be made in accordance with the Neighborhood Council bylaws or at a noticed public meeting.

The Neighborhood Council must submit draft election procedures to DONE for review and written approval no later than 130 days prior to the projected Election Day.  Prior to the finalization of the Election Procedures, the Independent Election Administrator that will be responsible for conducting the election must be designated. DONE shall provide the draft election procedures to the designated Independent Election Administrator for review and comment as part of the DONE review and approval process.

 

[Placeholder 1 - Upon receipt of the draft Election Procedures, DONE shall complete the initial review and return the draft Election Procedures with comments to the Neighborhood Council within 10 calendar days.  Upon receipt, the Neighborhood Council shall modify the draft Election Procedures, as necessary, and return them to DONE within 10 calendar days.  This 10-day review process will continue until the Election Procedures are finalized and approved by DONE.]

 

The finalized election procedures must be approved by DONE no later than 90 days prior to the designated Election Day(s).

 

CHAPTER IV. TIME FRAME FOR CONDUCTING ELECTIONS

 

The Election Procedures must specify that the first election will be held within six (6) months or 180 days of certification, and all subsequent elections must be held in accordance with the Neighborhood Council bylaws.

 

If circumstances arise such that the first election cannot be held within six (6) months of certification, or that subsequent elections cannot be held within the time frame specified in the bylaws, then DONE shall report to BONC within 30 days, in accordance with BONC procedures, on the issues preventing conduct of the election and, with the input of the Neighborhood Council, seek to establish an alternative time table for conduct of the election. 

 

CHAPTER V. NEIGHBORHOOD COUNCIL ELECTION PROCEDURES

 

Article A. Structure of Election

 

1. The required Election Procedures recognize four (4) basic categories of elections as listed below.

 

(a) Prepared Ballot Elections are elections in which the candidates file prior to the election and are then included on a printed ballot that is distributed to the voters at the polling location(s) on election day(s).  This type of election may or may not allow for the inclusion of write-in candidates.

(b) Prepared Ballot Election with the Vote-By-Mail Component elections are elections in which the candidates file prior to the election and are included on a printed ballot that is distributed to and voted by the voters either at: 1) the polling location(s) on election day(s) or 2) or via the U.S. mail or alternative delivery service. This type of election may or may not allow for the inclusion of write-in candidates.

(c) All Vote-By-Mail Elections are elections conducted in which the only voting option is using a ballot that is voted and placed in a sealed envelope, which is then delivered to the election official via the U.S. mail, private courier or hand delivery. This type of election may or may not allow for the inclusion of write-in candidates.

(d) Same-Day Election Format elections are elections in which the candidates are nominated and the voting takes place on the same day and at the same general location.

 

2. Consistent with the Neighborhood Council bylaws, the Election Procedures shall specify:

 

(a). The date(s), hours and location(s) of the election.

 

(b). The voting methods to be utilized (e.g. at polls voting, vote by mail, same day format, etc).

 

(c). Whether Board Officers are to be elected directly by the stakeholders or subsequently elected or appointed by the elected Board Members.

 

(d). Whether Board Members shall be elected at large and/or by district. 

 

(e). The number and type of Board Member seats available and any qualifications required to be a candidate for any particular seat.

 

(f). Whether any board seats will be filled by appointment and the process for making such appointments.

 

(g). How staggered terms will be distributed amongst the elected candidates.

 

(h). The seats for which stakeholders of various categories are eligible to vote.

 

(i). No proxy voting shall be allowed in Neighborhood Council Elections.

 

Article B. Public Outreach and Notice of Election

 

The Election Procedures shall identify the process for outreaching to and notifying stakeholders about election related activities and events.  DONE approval of the outreach component of the Election Procedures will be dependent on inclusion of methods appropriate for the type of election to be held and appropriate to reach all segments of stakeholders in the Neighborhood Council.  Upon approval of the election procedures, the Neighborhood Council must begin informing stakeholders about the election process by complying with the following minimum outreach requirements pursuant to the type of election being conducted.

 

1. 60 Day Outreach and Notification Requirements (applicable to all categories of elections) 

 

Not less than 60 days prior to the election, the Neighborhood Council shall:

 

(a)   Hold one (1) noticed public meeting to provide information about the Neighborhood Council and to discuss and distribute the election procedures, voter registration forms and other pertinent election information.

(b)   Provide at least one (1) mass distribution of a general information flyer containing at a minimum the following information:

i.                     The name and general purpose of the Neighborhood Council and announcement of the upcoming Board Member elections.

ii.                   Definition of a stakeholder as defined by the Neighborhood Council bylaws.

iii.                  The date(s), hours and location(s) of the election.

 

iv.                 The opportunity and process for becoming a candidate.

 

v.                   Voter eligibility requirements.

 

vi.                 Vote-By-Mail process (including application and ballot submission procedures) – Note: only required if utilizing the Vote-By-Mail voting option.

 

vii.                Upcoming election related meetings.

 

viii.              Sources to obtain additional information.

 

(c)    Post the election information contained in the general information flyer along with a contact telephone number at the Neighborhood Council’s currently authorized posting locations.

(d)   Between the period of 60 and 30 days before the election, post candidate filing and other related election information and deadline dates along with an information contact telephone number at the Neighborhood Council’s currently authorized posting locations.

 

2. 30 Day Outreach and Notification Requirements (applicable to all categories of elections)

 

Not less than 30 days prior to the election, the Neighborhood Council shall hold one (1) publicly noticed candidate informational meeting to explain the establishment of, function of and opportunity to serve on the governing body.  At the meeting, the Neighborhood Council shall distribute copies of, and provide training related to, the bylaws; Election Procedures, candidate and voter registration forms (if applicable), candidate filing and verification of eligibility requirements for placement on the ballot, write in candidate procedures, campaigning procedures and any campaigning restrictions, requirements upon winning office, and any other information the Neighborhood Council determines would be useful.

 

3. 21 Day Outreach and Notification Requirements (applicable only for elections utilizing the Vote-By-Mail voting option)

 

 Not less than 21 days prior to the election the Neighborhood Council shall provide at least one (1) mass distribution of an election information reminder flyer containing at a minimum: the date(s), time, place(s) of the election, the candidates that will appear on the ballot, Vote-By-Mail application and ballot submission process, write-in candidate procedures, contact numbers for obtaining additional information.

 

4. 7 Day Outreach and Notification Requirements (applicable for all categories of elections except those utilizing the vote-by-mail component)

 

Not less than 7 days prior to the election the Neighborhood Council shall provide at least one (1) mass distribution of an election information reminder flyer containing at a minimum: the date(s), time, place(s) of the election, the candidates that will appear on the ballot, write-in candidate procedures, the Same-Day nomination process (if applicable), and contact numbers for obtaining additional information.

 

Article C. Independent Election Administrator

 

1. The Election Procedures must identify an Independent Election Administrator selected by the Neighborhood Council to conduct the election.  To serve as the Independent Election Administrator, the person(s) or organization selected must have attended training program conducted by DONE and assisted in conducting at least one (1) prior neighborhood council governing board member election. 

 

2. The election must be conducted by the Independent Election Administrator named in the Election Procedures.  However, if the designated Independent Election Administrator cannot fulfill their responsibilities, the Neighborhood Council must immediately notify DONE so that a mutually agreed upon replacement Independent Election Administrator can be secured.

 

3. Independent Election Administrator may utilize the staff, material, equipment and facility resources of the Neighborhood Council or DONE to assist them in carrying out the election administration duties, provided, however, that the following conditions are met:

 

(a)   That none of the candidates for the governing board may participate in any way in the administration of the election. participate in any way in the handling/counting of ballots, voter/candidate registration/verification, and/or assisting voters engaged in the act of voting in translating the voting material or explaining the voting process. interpretation of election materials for voters.

(b)   Written procedures must be developed that specify the roles and responsibilities of all parties participating in the administration of the election.

(c)   The Independent Election Administrator must maintain the ultimate authority and responsibility for the administration of the election. 

 

4.  DONE, at its discretion, may act as the Independent Election Administrator if requested to act in that capacity by the Neighborhood Council.

 

5. Candidates for the governing board of a Neighborhood Council may not serve in any election administrative capacity, including the

 

5. The Independent Election Administrator shall be responsible for the following duties:

 

(a)            Reviewing and providing input on the Neighborhood Council’s draft Election Procedures.

 

(b)            Processing of candidates including verification of eligibility and conducting or supervising the candidate forum(s).

 

(c)            Processing of voters including pre-registration and verification of eligibility as applicable.

 

(d)            Overseeing and approving the preparation of the ballot to be used in the election.

 

(e)            Distributing and receiving ballots from the voters.

 

(f)            Verifying any provisional ballots.

 

(g)            Counting and recounting the ballots.

 

(h)        Issuing the election results.

 

(i )            Securing and submitting all election materials for records retention in accordance with the bylaws and Election Procedures.

 

Article D. Candidate Filing Process

 

At the time of filing to run in the election, a candidate must be a stakeholder eligible to run for, and hold, the specific office for which the candidate is filing. The Election Procedures for all categories of elections must specify the process for declaring candidacy; including at a minimum the provisions listed below. Same-day format elections must also comply with the provisions of Chapter VII.

 

1. The location(s), filing period and deadlines for filing for candidacy to have the candidate’s name printed on the ballot.  Except for Same-day format elections, the deadline for filing for candidacy to have a candidate’s name printed on the ballot must be at least cannot be less than 30 days before the election.

 

2. The process and deadlines for verifying the candidates’ eligibility and issuing certification for inclusion in the election, including:

 

(a)     The required elements of the candidate filing application package.

(b)    The specific documentation required to establish stakeholder status.

(c)     A Neighborhood Council’s Election Procedures cannot specify that picture identification (such as a California Driver’s License/Identification Card, U.S. Passport or credit card containing the person’s photograph) be the only acceptable means of establishing stakeholder status.

(d)    The person(s) responsible for verifying a candidate’s eligibility and certifying that a candidate has been accepted for inclusion in the election.

(e)     The timeframe for completing the candidate verification and certification process.

(f)      The type of receipt that will be issued to the candidates that their filing application has been accepted for processing and the type of documentation that will be issued to the candidates certifying or rejecting them for inclusion in the election.

(g)     The [disposition] of the candidate filing documents.

 

3.  Unless prohibited by its bylaws, any neighborhood council may choose to allow for write-in candidates. if their bylaws permit write-in candidates.  If write-in candidates are permitted, the Election Procedures must specify the process for becoming a write-in candidate. candidates who do not file the declaration of candidacy by the deadline to have their names included on the ballot.  The write-in candidate process must include at a minimum: 

 

(a)    The time frame for filing to become a certified write-in candidate.  The write-in candidate filing period may begin as early as the end of the regular candidate filing period but must not terminate any later than the opening of the polls on election day.

(b)   The required elements of the write-in candidate filing application package.

(c)    The specific documentation required to establish stakeholder status.

(d)   A Neighborhood Council’s Election Procedures cannot specify that picture identification (such as a California Driver’s License/Identification Card, U.S. Passport or credit card containing the person’s photograph) be the only acceptable means of establishing stakeholder status.

(e)    The documentation required of write-in candidates must be equal to that of the regular candidates.

(f)     The person(s) responsible for verifying a candidate’s eligibility and certifying that a candidate has been accepted for inclusion in the election as a write-in candidate.

(g)    The timeframe for completing the write-in candidate verification and certification process.

(h)    The type of receipt that will be issued to the candidates that their filing application has been accepted for processing and the type of documentation that will be issued to the candidates certifying or rejecting them for inclusion in the election as a write-in candidate.

(i)      The provision that the candidate verification process for write-in candidates may occur after the election if the write-in candidate filing time frame does not allow for the verification to be completed before the election.  Provided, however, that a write-in candidate that is elected cannot be seated until the verification process is completed.  

(j)     The [disposition] of the write-in candidate filing documents.

 

4. If the Independent Election Administrator rejects a candidate’s filing application, that candidate may request DONE to review their candidate filing application with the Independent Election Administrator. Subsequent to their review, DONE will issue a final determination as to whether the candidate will be allowed to run for office.  

 

5. The Neighborhood Council shall publicize the opportunity to be a candidate for the governing body of the Neighborhood Council for a period that is not less than 30 days, and shall hold open the candidate-filing period for a minimum of 30 days (these two periods may run concurrently). However, if the Election Procedures do not allow for write-in candidates, then the following additional candidate filing outreach requirements must be met.

 

(a)     The candidate filing period must remain open a minimum of 45 days.

(b)    The Neighborhood Council must hold at least two (2) candidate information meetings within that 45 day period.

 

6. The process by which the updated list of certified candidates is to be publicized throughout the filing period. At a minimum the updated list of certified candidates must be posted at the official Neighborhood Council posting locations within three (3) days of any candidate being certified and final list of certified candidates must be issued and posted within 3 days of the close of candidate filing.

 

Article E. Ballot Design

 

[TO BE DEVELOPED]

 

[Placeholders re: Ballot Design:

 

  1. Random alphabet for ordering of candidates.
  2. Ensure anonymity of voter.
  3. Uniform type size, font, etc. for candidate names.
  4. Voting instructions.
  5. Candidate titles or occupational designation.]

 

Article F. Campaigning Restrictions Procedures and Training

 

The Election Procedures shall specify any restrictions and/or prohibitions relating to campaigning. Provided that any Such restrictions and/or prohibitions should not be designed to unfairly assist or harm specific candidates.

 

A copy of the Election Procedures including any restrictions and/or prohibitions relating to campaigning shall be provided to the candidate at the time of filing and subsequently upon request.

 

The use of the City Seal, DONE logo, or any DONE created official certified Neighborhood Council designation on candidate materials is prohibited.

 

The Governing Board of a Neighborhood Council, acting in their official capacity as the Governing Board, is prohibited from endorsing or campaigning for any candidate or group of candidates running for the governing board of a neighborhood council.  This provision does not restrict the right of individual Governing Board members, acting as individual stakeholders, or any other stakeholders, from endorsing or campaigning for any candidate or group of candidates.

 

[Placeholder 1 – In conducting their campaigns for the governing board of a neighborhood council, candidates are prohibited from using City funds/resources. In addition, candidates may not campaign on any City property that is not available to the general public for gatherings or meetings.]

 

Article G. Voter Eligibility

 

All voters must be stakeholders as defined by the Neighborhood Council’s bylaws and all stakeholders must will be given the opportunity to vote. Consistent with the certified Neighborhood Council bylaws, the Election Procedures shall specify voter eligibility requirements and the voter eligibility verification process. At a minimum, this section must:   

 

1.  Self-affirmation Type Verification Process

           

Unless prohibited by their bylaws, any Neighborhood Council may choose to allow voters to verify their stakeholder status through either verbal or written self-affirmation.  When utilizing this method, the Election Procedures shall specify the wording and/or format of the verbal or written self-affirmation to be used by the voter to verify stakeholder status.

 

2.  Identification Type Verification Process

 

Unless prohibited by their bylaws, any Neighborhood Council may choose to require that voters provide documentation of their stakeholder status in order to vote in the Neighborhood Council’s governing board member election. When utilizing this method, the Election Procedures:

 

(a)   Must specify the documentation required to establish stakeholder status.

(b)   Cannot specify that picture identification (such as a California Driver’s License/Identification Card, U.S. Passport or credit card containing the person’s photograph) is the only acceptable means of establishing stakeholder status.

(c)    Must specify reasonable alternative documentation, such as utility bills, business cards, imprinted checks, post marked mail, etc., that may be used as acceptable proof of stakeholder status.

(d)   Cannot require greater documentation from any particular individual stakeholder or any particular group of stakeholders.

 

3. The Election Procedures must identify any board seats where voter eligibility is determined by specific stakeholder status.

 

4. The Election Procedures must identify the process for voter registration including any pre-election day(s) registration process. The Election Procedures must allow for registration on election day(s).

 

5. Unless already specified in the bylaws, the Election Procedures must identify any minimum voting age restrictions. Such minimum age restrictions must not unreasonably hinder the participation of younger stakeholders who are capable of independently engaging in the actual act of voting without the assistance of an adult.

 

6. If any person’s voter registration is rejected during a pre-election registration process, that voter may request DONE to review their voter registration application with the Independent Election Administrator. Subsequent to their review, DONE will issue a final determination as to whether the voter will be allowed to vote in the election. Challenges to stakeholder status made during the actual election will be handled pursuant to the Provisional Voting provisions specified in Article H, 3 below.    

 

 Article H. Voting Options Available to Stakeholders

 

1. At Polls Voting

 

Except when utilizing an All Vote-By-Mail Election format, the Election Procedures must provide for voting to be conducted at one or more polling sites.  At a minimum, the At Polls Voting section of the Election Procedures must:

 

(a)    Designate the date(s), time, hours of operation and place(s) where the voting will occur.

(b)   Specify the voter check-in process, including any identification requirements and acceptable means for satisfying the identification requirements.

(c)     Include the process by which voters will be informed or their right, and offered the opportunity, to vote a Provisional Ballot if the voter’s eligibility cannot be resolved in the voter’s favor on election day (see below).

(d)   Specify the type and format of the ballot to be issued.

(e)    Identify the process to allow a voter to obtain a replacement ballot if the original ballot is spoiled or miss-marked.

(f)     Identify the process to allow disabled voters to vote in the election.

 

2. Vote-By- Mail

 

Allowing voters the ability to cast their ballots via the Vote-By-Mail method is an option that a Neighborhood Council may choose to utilize. Accordingly, the Election Procedures must state whether Vote-By-Mail will or will not be allowed. If the Vote-By-Mail option is selected, then the Election Procedures must:

 

(a)    Identify the process for obtaining and submitting a Vote-By-Mail application, including when the application will be available, where to obtain the application, the information required on the application, the deadline for submission of the application.

(b)